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Col.
Gale S. Pollock, FACHE, commander, Martin Army Community Hospital, Fort
Benning, Georgia
ORGANIZATIONAL
INFORMATION
The military
medical treatment facility (MMTF) consists of primary care family practice,
obstetric, orthopedic, and urgent care clinics (but no hospitalization
or true emergency care) at a remote military installation. The MMTF
serves a patient population of 28,000 that is composed of mostly active-duty
military personnel and their family members but includes retired military
personnel as well. The Department of Defense funds the MMTF as part
of the military medical health system. This MMTF has been in operation
since 1986.
The MMTF
is located in a medically underserved rural area. A local civilian community
offers hospitalization and limited specialty care. Most specialty care
is only available at the nearest metropolitan area, more than 75 miles
from the base and its local community. The MMTF is the only military
healthcare facility in a 250-mile radius.
As the
MMTF commander, I serve as the CEO. The executive committee consists
of the CEO and three senior commissioned officers: chief physician,
chief nurse, and chief administrator. The organization employs 431 personnel.
BRIEF
STATEMENT OF THE PROBLEM
The MMTF
was allocating too many resources to operate its urgent care clinic
(UCC) 24 hours a day. Nighttime utilization of the UCC was low, and
most visits were not urgent. On the other hand, daytime demand for primary
care greatly exceeded capacity at our family practice clinic such that
we consistently failed to achieve timely access standards. I solved
these problems by eliminating the night shift at the UCC. I then reallocated
those resources to the family practice clinic, extending its operating
hours into early evening and Saturday mornings.
DESCRIPTION
OF THE PROBLEM
Background
Military healthcare underwent a major transformation in recent years.
Formerly, military healthcare was performed solely by military providers
and in military facilities. Over several years the military shifted
to a TRICARE (all military services) healthcare benefit that has tiers
of service for beneficiaries and relies on civilian providers for much
of the benefit. There was significant initial resistance to this change
from a military cradle-to-grave care process to a health maintenance
organization-type benefit. However, as the transition ended, beneficiaries
had become more comfortable with getting their healthcare through the
TRICARE local civilian providers. One vestige of the old system was
continued operation of a 24-hour UCC at the MMTF.
Problems
with UCC Night Shift
Soon after assuming command of the MMTF I became concerned that the
UCC night shift was consuming too many resources for the few patients
it served. This potential misallocation of assets was a major problem
for the MMTF because I had already determined that we were not adequately
meeting demand for primary care during the day. Thus, I undertook an
analysis of historical demand to determine the cost and benefit of operating
the UCC throughout the night.
Analysis
of two years of data indicated that only 86 patients had come into the
UCC at night for truly urgent care; the remainder of patients could
have done self-care or been appointed to the family practice clinic
the next day. Obviously, maintaining the night shift seven days a week
for less than one urgent nighttime patient a week was a severe misallocation
of scarce resources.
Not only
was the UCC underutilized for urgent care, it was also misused for primary
care. The vast bulk of patients presenting at the UCC during the 12-hour
night shift came early in the evening and were simply seeking primary
care at that time because they either could not get a daytime appointment
soon enough (hence urgent) or could not get to a daytime appointment
because of their own work schedules. Thus, clearly the bulk of our UCC
patients just needed better access to routine care appointments. However,
because I had already ensured maximum utilization of existing exam rooms
for normal daytime appointments, I needed to consider expanding primary
care clinic hours into the evenings and weekends.
Other problems
with the UCC night shift existed besides underutilization and its misuse.
First, maintaining a high quality of care was becoming increasingly
difficult. The physician care provided was through a contract agency
and had not been reliable. These contract providers would often call
in sick and not report for their assigned shifts. As a result I had
to respond with backup providers. We had to rely on physician assistants
to fulfill these unprogrammed requirements as all physicians had a full
schedule of daily appointments. However, our physician assistants were
not trained or credentialed to work alone while providing pediatric
care, which was the typical, though infrequent, nighttime demand. These
physician assistants did a service by determining whether we had to
call in a physician, but their judgment had not always been correct.
Furthermore,
physician providers began to report problems and concerns about the
clinical competency of the nursing personnel who had gravitated to the
night shift. These nurses were considered the weakest staff members
by the nursing supervisor, and performance improvement plans had not
succeeded. Understandably, the day and evening nursing supervisors were
reluctant to address substandard performance for these individuals;
that is, because little patient care was needed during the night shift,
allowing these nurses to work nights was more convenient than attempting
an elimination action. Normally, these weak performers generated enough
energy to not get fired but not enough to provide quality care.
Second,
keeping the UCC open at night was hindering our attempt to provide continuity
of primary care through the family practice clinic. Many of our beneficiaries
are young soldiers beginning families (intentionally or not), away from
home for the first time, and without easy access to their extended families.
They are often frightened when a young child is irritable or feverish
and unsure of how to care for them. Bringing the child to the UCC for
nonurgent care even at night was fairly convenient. However, this propensity
to seek episodic care in the UCC prevented primary care providers from
optimally monitoring their patients' health. I was extremely pleased
to discover that the majority of the family practice physicians were
willing to stagger their shifts to extend clinic hours, ensure that
board-certified family practice physicians were always available to
our physician extenders, and maximize continuity of care. Again, extended
hours for family practice was emerging as a real potential solution.
Third,
the night UCC increased the risk of providing care to ineligible or
nonenrolled patients. For example, patients coming to the UCC at night
were able to circumvent the daytime TRICARE healthcare benefit screening
and enrollment requirement. Furthermore, we had several instances of
ineligible patients coming to the night UCC in an attempt to get medication
refills or physician orders for laboratory tests.
Other
Persons and Groups Involved
The installation commander was very sensitive to any modification in
service that could be construed as a decrement in those services by
the beneficiaries. He resisted any change in clinic hours unless patients
clearly perceived it to be an improvement in healthcare. He and I agreed
that any change had to be clearly and widely communicated as in the
best interest of the troops and families. He was also sensitive to the
vague concerns he had heard from union representatives.
Union officials
were concerned that their employees who worked the night shift would
not have emergency services available. In addition, their members were
emphatic that a change in hours would reduce their compensation because
they would no longer receive night differential pay. This was a major
disconnect. The MMTF does not exist to fund federal employees; rather
the opposite, I fund federal employees to provide care to soldiers and
families, not to sit in an almost empty clinic all night.
ADMINISTRATIVE
DECISIONS
I decided
to close the UCC at night and shift those physician or physician assistant
hours to extending the family practice clinic into evening and Saturday
morning appointments. This increased our available appointments by 500
appointments per month. Naturally, we also shifted requisite nursing
and support staff resources to the evening and Saturday shifts. To address
the truly urgent nighttime care needs we created a 24-hour 1-800 nurse
advice line to assist patients in making a decision to arrange a next-day
urgent appointment or go directly to an emergency room.
These one-a-week
or so urgent nighttime care patients could easily get emergency-level
care at a local hospital. The TRICARE benefit covers emergency room
visits for either emergency or urgent needs. Beneficiaries incurred
no out-of-pocket expenses for using the civilian facility for these
episodes of care. In fact, seeking urgent care at civilian facilities
was the norm for the majority of our beneficiaries as most of the military
families lived in contract or rental housing too far from the installation
to get urgent care from our UCC. Furthermore, emergency room care was
not available at the MMTF. All true emergency patients had to go to
a local hospital for care. Thus, I concluded that I would rather have
the urgent care patients get more expensive (to the reimbursement budget)
emergency services than continue to allow patients to use the UCC for
mostly routine care.
Alternatives
I considered two alternatives to the above decision. First, I could
have continued with the status quo; neither the union nor nighttime
nursing employees supported any change. However, our need to provide
more primary care appointments and ensure high quality of care compelled
me to fight installation inertia to improve healthcare services.
Second,
I could have staffed the night UCC with only ancillary nursing personnel
to direct patients to an emergency room or a next-day urgent appointment.
The night nursing personnel saw this as a means to make their lives
even easier as it would decrease the utilization of the UCC even further.
I was very concerned that this would render marginally competent personnel
incapable of responding to a truly urgent need.
Obstacles
I negotiated our proposal with the union first because I had to have
that done prior to seeking approval for the change from the installation
commander. I agreed with the union's request that employees would not
be required to work other than normal daytime hours unless the evening
clinic was at least as busy as the daytime clinic. I assumed some risk
in this restriction but anticipated that evenings would be as busy as
daytime.
I briefed
the installation commander and received his support because of the significant
increase in primary care appointments and the extended hours for the
family practice clinic. His only concerns were (1) ensuring a marketing
campaign that emphasized the expansion of primary care clinic hours
rather than focusing on our closing the UCC night shift and (2) educating
the on-base patients about proper access to urgent care during night
hours. We had already developed a marketing and education plan to accomplish
both of these legitimate objectives. I also briefed him on the above
arrangement I had forged with the union.
A final
potential obstacle came as a surprise. When taking my proposed change
up to the medical command, they informed me that congressional approval
was also required. We adopted a two-tier strategy. The installation
commander and I presented the proposal to our local congressman. The
medical command's congressional liaisons (in Washington, DC) presented
it to our two senators and other representatives for our state. All
agreed that we were improving access, not decreasing it, and approved
our change.
RESULTS
Closing
the UCC night shift and extending our family practice clinic hours was
a great success. We significantly increased appointment availability,
improved continuity of primary care, substantially improved patient
satisfaction, provided more than adequate access to urgent care at the
local hospital, and improved skills of weaker nursing personnel.
First,
we increased our available appointments by 500 appointments per month.
Time would soon show that patients filled these extended-hour appointments
at a higher rate than normal daytime appointments! That is, our internal
auditor reviewed appointment utilization in the family practice clinic
for six months following implementation and showed that utilization
rates were slightly higher for the evening clinics than in the daytime.
Thus, I could continue requiring union employees to work into evening
hours. Furthermore, the auditor analyzed no-show rates in the family
practice clinic. The daytime rate was about 20 percent, whereas the
evening and weekend rate was less than 5 percent. This was a significant
reduction of wasted provider time.
Second,
our continuity of primary care improved as almost no patients opted
for episodic care when routine care from their assigned physicians was
reasonably available. Job satisfaction of our family practice physicians
also improved as they were able to stabilize their practices, seeing
their own panels of patients. Furthermore, because we had eliminated
solo night providers, we eliminated the problem of unsupervised physician
assistants providing pediatric care for which they were not trained.
Third,
our patient satisfaction, as reflected in monthly Department of Defense
surveys, began a steady improvement. Clearly, the patient population
was pleased with the extended hours, increased appointments, and continuity
of care.
Fourth,
we had no negative outcomes from sending urgent care patients (about
one per week) to the local emergency room. Because I served as a nonvoting
member of the board of directors, I knew the quality of care at the
hospital's emergency room and was completely comfortable with sending
our patients there. I had assessed that care earlier as a commander
when true emergency patients needed to be sent there. I accepted the
small increase in reimbursement to that facility as a small price to
pay for the vastly improved efficiency of the family practice and urgent
care clinics.
Fifth,
the chief nurse instituted a renewed competency assessment program.
As a result she formally enrolled several of the former night nursing
personnel into performance improvement plans to address their identified
weaknesses. This enhanced oversight of weaker nurses improved the morale
in the department as some of the other nursing personnel had articulated
that they were fearful to work with these weaker employees. It also
enabled me to begin formal documentation of the few truly irresponsible
nursing personnel for future elimination actions.
The
Test of Time
The need to reallocate scarce assets from the UCC night shift to an
expanded family practice clinic became obvious to me fairly soon after
my arrival as commander. Overcoming the institutional resistance to
closing the night shift had become possible as the TRICARE system of
using civilian providers had become an acceptable practice. Implementing
this major change took more than a year. The improvements to our clinic
were substantial and quantifiable.
I am convinced
that any future effort to cut back the evening family practice clinic
hours will be met with serious resistance from the patient population.
Saturday-morning operations may be more difficult to sustain. Future
installation commanders, often extremely averse to relying on external
agencies, may try to reopen the UCC at night. Future MMTF commanders
must resist this degradation of the MMTF's primary care mission.
Sources
Sources
for this report include an evaluation of appointment utilization in
the family practice clinic, a report by the internal auditor of MMTF
(Spring 2001), Composite Health Care System ad hoc reports on clinic
workload for both the urgent care clinic and the family practice clinic,
and monthly data (June 1999 through June 2001). Primary sources of information
used in the preparation of this case report were my direct participation
in this process, first-hand observation, and personal knowledge.
Note: The views presented are those of the author and do not necessarily
represent the views of Department of Defense or its components.
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